22 Sep 2021
11:03 - 11:53
DAY 3 - TRACK 2 - SESSION 8
Évaluation de programme d’éthique et de conformity: Une opportunité de leadership pour les Auditeurs InternesLevel: Intermediate
The seminar objective is to have a discussion with the participants on the importance of assessing on a regular basis the existence and effectiveness of the various components of an organisation’s ethics and compliance program. I would therefor present an overview of an ethics and compliance program (essential elements, various regulatory bodies, etc. Review selected components within the governance, prevent, detect and response building blocks of an Integrity &Compliance program. Suggest and discuss the assessment approach and the likely procedures. Discuss the benefits of an independent assessment.
Knowledge of and experience with the fundamentals of auditing and Ethics and Compliance Programs.